Financial Service Providers – Compulsory Registration Law Updated (On Demand)

This On Demand was recorded on Wednesday 3 March 2021.

Law governing the controversial Financial Service Providers Register (FSPR) has been substantially updated. The updated law came into force on 15 March 2021.

A wide range of financial service providers (FSPs) are required to register on the FSPR including lenders, financial advice providers, custodians and licensed FSPs.

Under the updated law some FSPs are no longer required (or permitted) to register, and some off-shore FSPs with NZ customers are required to register for the first time.

Who should view?

Lawyers in private practice at all levels with business clients and clients who engage with financial service providers, in-house lawyers and compliance officers working for financial service providers, financial advisers, including those seeking an update/refresher on this area.

Details

CPD Hours: 1.25hr

Pricing Details

Ticket Price

Member - $130.00 GST

Non-Member - $185.00 GST

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